George E. Bates
President, Chief Compliance Officer Registered Representative, Registered Investment Advisor, Principal
Jen Schwarze
Advisor Assistant Registered Investment Advisor, Registered Representative, RIA Technology Manager
Morgan Tegeler
Advisor Assistant
LeLisa DiTullio
Advisor Assistant
Felicia Gulotta-Johnson
Office Manager Human Resources Manager, Personal Assistant to the President
Jennifer (Bates) Charles
Controller Backoffice Administrator, Compliance Administrator, Human Resources Administrator, Technology Administrator
Breanna Nichols
Electronic Repository Administrator
Alma Mandujano
Database Administrator
Colin Mayer
Theresa Rauch
Office Assistant
