George E. Bates
President, Chief Compliance Officer Registered Representative, Registered Investment Advisor, Principal
Jen Schwarze
Advisor Assistant Registered Investment Advisor, Registered Representative
LeLisa DiTullio
Advisor Assistant
Felicia Gulotta-Johnson
Office Manager Human Resources Manager, Personal Assistant to the President
Jennifer (Bates) Charles
Controller Backoffice Administrator, Compliance Manager, Human Resources Administrator, Technology Manager
Breanna Nichols
Electronic Repository Administrator
Alma Mandujano
Database Administrator, Advisor Assistant
Colin Mayer
Advisor Assistant
Theresa Rauch
Office Assistant
