George E. Bates
President, Chief Compliance Officer Registered Representative, Registered Investment Advisor, Principal
Jen Schwarze
Advisor Assistant Registered Investment Advisor, Registered Representative, Technology Manager
Kim Mathieu
Advisor Assistant
Morgan Tegeler
Advisor in Training
LeLisa DiTullio
Advisor Assistant
Felicia Gulotta-Johnson
Office Manager Human Resources Manager, Personal Assistant to the President
Jennifer (Bates) Charles
Controller Backoffice Administrator, Compliance Administrator, Human Resources Administrator, Technology Administrator
Ana Cruz
Electronic Repository Administrator Database Administrator
Breanna Nichols
Administrative Assistant
Theresa Rauch
Office Assistant
