Rockford Office

Bates Financial Advisors, Inc., and its affiliate companies, are equipped with a staff of well-qualified, experienced financial experts who are focused on providing the very best in products and services to their clients.
George E. Bates, CFP

George E. Bates, CFP

President, Chief Compliance Officer Registered Representative, Registered Investment Advisor, Principal
Jen Schwarze

Jen Schwarze

Advisor Assistant Registered Investment Advisor, Registered Representative, Technology Manager
Kim Mathieu

Kim Mathieu

Advisor Assistant
Morgan Tegeler

Morgan Tegeler

Advisor in Training
LeLisa DiTullio

LeLisa DiTullio

Advisor Assistant
Felicia Gulotta-Johnson

Felicia Gulotta-Johnson

Office Manager Human Resources Manager, Personal Assistant to the President
Jennifer (Bates) Charles

Jennifer (Bates) Charles

Controller Backoffice Administrator, Compliance Administrator, Human Resources Administrator, Technology Administrator
Ana Cruz

Ana Cruz

Electronic Repository Administrator Database Administrator
Breanna Nichols

Breanna Nichols

Administrative Assistant
Theresa Rauch

Theresa Rauch

Office Assistant