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Securities through Bates Securities, Inc., member FINRA and SIPC. Advisory services through Bates Financial Advisors, Inc., an SEC Registered Investment Adviser. Past performance is not indicative of future results. All investing involves risk of loss, including loss of some or all principal invested.  Speak to your tax and/or financial professional prior to investing. Bates Securities, Inc. and Bates Financial Advisors, Inc. are affiliated through common control and ownership.